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Pipeline State Machine v2.0 — Complete Definition

This document defines all legal states, transition conditions, transition actions, and exception handling for academic-pipeline v2.0.


State Definitions

Stage States

State Description
pending Not yet started, waiting for prerequisite stage to complete
in_progress Currently executing
completed Completed, deliverables recorded
skipped User chose to skip (only for non-mandatory stages)
blocked Preconditions not met (e.g., integrity check FAIL)

Pipeline Global States

State Description
initializing Detecting entry point and materials
running Pipeline executing (at least one stage is in_progress)
awaiting_confirmation Stage complete, waiting for user to confirm checkpoint
paused User paused, can resume at any time
completed All required stages complete, final paper produced
aborted User abandoned (e.g., chose to abandon after Reject)

State Transition Diagram (ASCII)

                        +-------------+
                        | INITIALIZING|
                        +------+------+
                               |
                    [Detect entry point & materials]
                               |
         +----------+----------+----------+----------+
         |          |          |          |          |
         v          v          v          v          v
    +--------+ +--------+ +--------+ +--------+ +--------+
    |Stage 1 | |Stage 2 | |Stg 2.5 | |Stage 3 | |Stage 4 |
    |RESEARCH| | WRITE  | |INTEGRIT| | REVIEW | | REVISE |
    +---+----+ +---+----+ +---+----+ +---+----+ +---+----+
        |          |          |          |          |
   [checkpoint]   [checkpoint]   |     [checkpoint]  |
        |          |          |          |          |
        v          v          v          v          v
   +--------+ +--------+ +---+----+    |          |
   |Stage 2 | |Stg 2.5 | |PASS?   |    |          |
   | WRITE  | |INTEGRIT| +---+----+    |          |
   +---+----+ +---+----+     |         |          |
                         +----+----+    |          |
                         |         |    |          |
                        Yes       No    |          |
                         |     [Fix]    |          |
                         |   [Re-verify]|          |
                    [checkpoint]   |    |          |
                         |         |    |          |
                         v         |    |          |
                    +--------+     |    |          |
                    |Stage 3 | <---+    |          |
                    | REVIEW |          |          |
                    +---+----+          |          |
                        |               |          |
                   [DECISION]           |          |
                        |               |          |
              +---------+---------+     |          |
              |         |         |     |          |
            Accept    Minor     Major   |          |
              |       Revision  Revision|          |
              |         |         |     |          |
              |    [checkpoint]  [checkpoint]      |
              |         |         |     |          |
              |         v         v     |          |
              |    +--------+ +--------+|          |
              |    |Stage 4 | |Stage 4 ||          |
              |    | REVISE | | REVISE ||          |
              |    +---+----+ +---+----+|          |
              |        |          |     |          |
              |   [checkpoint]   [checkpoint]      |
              |        |          |     |          |
              |        v          v     |          |
              |    +--------+ +--------+           |
              |    |Stg 3'  | |Stg 3'  |           |
              |    |RE-REV. | |RE-REV. |           |
              |    +---+----+ +---+----+           |
              |        |          |                 |
              |   [DECISION]  [DECISION]            |
              |        |          |                 |
              |     Accept      Major               |
              |     /Minor        |                 |
              |        |     [checkpoint]           |
              |        |          |                 |
              |        |          v                 |
              |        |     +--------+             |
              |        |     |Stg 4'  |             |
              |        |     |RE-REVIS|             |
              |        |     +---+----+             |
              |        |          |                 |
              |   [checkpoint]  [checkpoint]        |
              |        |          |                 |
              v        v          v                 |
         +----+--------+----------+-----+           |
         |     Stage 4.5                |           |
         |   FINAL INTEGRITY            |           |
         +----------+------------------+           |
                    |                               |
               [PASS? Zero issues]                  |
                    |                               |
              +-----+-----+                         |
              |           |                         |
             Yes         No                         |
              |        [Fix]                         |
              |      [Re-verify]                     |
         [checkpoint]     |                         |
              |           |                         |
              v           |                         |
         +--------+       |                         |
         |Stage 5 | <-----+                         |
         |FINALIZE|                                 |
         +---+----+                                 |
             |                                      |
             v                                      |
         +-------+                                  |
         |  END  |                                  |
         +-------+                                  |

Normal Flow Transitions

From To Precondition Action
INIT Stage 1 User confirms starting from Stage 1 Detect mode preference, launch deep-research
INIT Stage 2 User has research materials, confirms skipping Stage 1 Detect materials, launch academic-paper
INIT Stage 2.5 User has complete paper Launch integrity_verification_agent
INIT Stage 3 User has verified paper + integrity report Confirm paper language/domain, launch reviewer
INIT Stage 4 User has review comments Confirm paper + review comments, launch revision
INIT Stage 5 User has final draft for format conversion Confirm format requirements, launch format-convert
Stage 1 checkpoint Stage 1 completed Wait for user confirmation
checkpoint Stage 2 User confirms handoff RQ Brief + Methodology Blueprint + Bibliography + Synthesis
Stage 2 checkpoint Stage 2 completed, Paper Draft produced Wait for user confirmation
checkpoint Stage 2.5 User confirms Pass Paper Draft to integrity agent
Stage 2.5 checkpoint PASS Wait for user confirmation
Stage 2.5 Stage 2.5 (retry) FAIL Fix issues, re-verify (max 3 rounds)
checkpoint Stage 3 User confirms Pass verified paper to reviewer
Stage 3 checkpoint Decision produced Wait for user confirmation
checkpoint Stage 4 Decision = Minor/Major, user confirms Pass Revision Roadmap
checkpoint Stage 4.5 Decision = Accept, user confirms Skip revision, go directly to final verification
Stage 4 checkpoint Stage 4 completed Wait for user confirmation
checkpoint Stage 3' User confirms Pass Revised Draft + Response to Reviewers
Stage 3' checkpoint Decision produced Wait for user confirmation
checkpoint Stage 4.5 Decision = Accept/Minor, user confirms Pass final draft to final verification
checkpoint Stage 4' Decision = Major, user confirms Pass new Revision Roadmap
Stage 4' checkpoint Stage 4' completed Wait for user confirmation
checkpoint Stage 4.5 User confirms Pass revised draft to final verification
Stage 4.5 checkpoint PASS (zero issues) Wait for user confirmation
Stage 4.5 Stage 4.5 (retry) FAIL Fix issues, re-verify (max 3 rounds)
checkpoint Stage 5 User confirms Pass final accepted draft

Special Flow Transitions

From To Precondition Action
Stage 3 (Reject) Stage 2 User chooses to restructure Clear Stage 2-3 state, preserve Stage 1 materials, restart Stage 2
Stage 3 (Reject) ABORT User chooses to abandon Save all produced materials, mark pipeline aborted
Stage 3' (Major) Stage 4' User confirms Last revision opportunity
Stage 4' Stage 4.5 Revision complete Go directly to final verification (no return to review)
Any stage PAUSED User says "pause" or "stop here" Save pipeline state
PAUSED Previous stage User returns to continue Restore pipeline state, display Dashboard

Prohibited Transitions (Illegal)

From To Reason
Stage 1 Stage 3 Cannot skip Stage 2 and 2.5 (unless mid-entry + has paper)
Stage 2 Stage 3 Cannot skip Stage 2.5 (integrity check is mandatory)
Stage 4 Stage 5 Cannot skip RE-REVIEW (revision must be re-reviewed)
Stage 3' Stage 5 Cannot skip Stage 4.5 (final integrity check is mandatory)
Stage 4' Stage 3' Cannot return to RE-REVIEW (max 1 round of RE-REVISE)
Stage 5 Stage 3 Cannot roll back (no review after FINALIZE)
completed in_progress Completed stages cannot restart

Material Dependency Matrix

Material Produced At Consumed At Required/Recommended
RQ Brief Stage 1 Stage 2 (Phase 0) Recommended
Methodology Blueprint Stage 1 Stage 2 (Phase 0) Recommended
Bibliography Stage 1 Stage 2 (Phase 1) Recommended
Synthesis Report Stage 1 Stage 2 (Phase 3) Recommended
Paper Draft Stage 2 Stage 2.5 (input) Required
Integrity Report (Pre) Stage 2.5 Stage 3 (prerequisite) Required
Verified Paper Draft Stage 2.5 Stage 3 (Phase 0) Required
Review Reports (x5) Stage 3 Stage 4 (input) Required
Editorial Decision Stage 3 Stage 4 (input) Required
Revision Roadmap Stage 3 Stage 4 (input) Required
Revised Draft Stage 4 Stage 3' (Phase 0) Required
Response to Reviewers Stage 4 Stage 3' (input) Recommended
Re-Review Report Stage 3' Stage 4' (input) Required (if Major)
Re-Revised Draft Stage 4' Stage 4.5 (input) Required (if executed)
Integrity Report (Final) Stage 4.5 Stage 5 (prerequisite) Required
Final Paper Stage 5 END (delivery) Required

Exception State Handling

Timeout

If a stage shows no progress for an extended period (e.g., Socratic mode exceeds 15 rounds without convergence): 1. state_tracker marks the stage as stalled 2. orchestrator provides options: - Switch mode (socratic -> full) - Narrow scope - Skip this stage (non-mandatory stages only)

Missing Materials

If required materials are found missing during transition: 1. state_tracker reports the material gap 2. orchestrator suggests returning to the stage that produces that material 3. User can choose: backfill / skip (at own risk, but cannot skip integrity checks)

Integrity Check FAIL Loop

If Stage 2.5 or 4.5 corrections exceed 3 rounds without passing: 1. List all unverifiable items 2. User decides: - Manually handle unverifiable items - Remove unverifiable citations - Continue to next stage (with "partially unverified" warning)

Session Interruption

If the user leaves and returns: 1. orchestrator displays Progress Dashboard 2. Confirm whether to continue from breakpoint 3. Check if any outdated materials need refreshing


Revision Loop Rules (v2.0)

Simplified Revision Cycle

v2.0's revision cycle is simpler and more explicit than v1.0:

Stage 3 (First REVIEW)
  -> Decision: Accept -> Stage 4.5
  -> Decision: Minor/Major -> Stage 4
      -> Stage 4 (REVISE)
          -> Stage 3' (RE-REVIEW, verification)
              -> Decision: Accept/Minor -> Stage 4.5
              -> Decision: Major -> Stage 4' (last revision)
                  -> Stage 4.5 (go directly to final verification, no return to review)

Maximum 1 round of RE-REVISE, no infinite loops.
Unresolved issues -> Acknowledged Limitations.

Differences from v1.0

v1.0 v2.0
Max 2 review-revise cycles Fixed 2 reviews (Stage 3 + Stage 3') + max 1 RE-REVISE
No integrity check Mandatory Pre-review + Final integrity check
4 reviewers 5 reviewers (+Devil's Advocate)
Can skip any stage Stage 2.5 and 4.5 cannot be skipped
No mandatory checkpoints Every stage requires a checkpoint

Reset-boundary transitions (v3.6.3, flag-gated)

When ARS_PASSPORT_RESET=1, every FULL checkpoint carries an implicit state transition to a terminal awaiting_resume state. The next stage only starts when a new session posts resume_from_passport=<hash>.

Transition semantics:

Stage N [working]
  -> FULL checkpoint
    -> [flag OFF]  Stage N+1 [working]           (pre-v3.6.3 continuation)
    -> [flag ON]   append boundary entry -> awaiting_resume
         -> resume_from_passport=<hash>
              -> append resume entry (consumes_hash=<hash>)
              -> Stage N+1 [working]              (fresh session, passport-loaded)

Iron rules:

See passport_as_reset_boundary.md for the full protocol.